Brad Roth is a founding principal and the Chief Investment Officer at THOR Financial Technologies. THOR launched THLV, a low-volatility exchange-traded fund (ETF), in September 2022. This ETF is distinctive for its strategic placement with a physical presence on the New York Stock Exchange (NYSE) floor, including the assignment of a designated market maker, a move that underscores the fund’s innovative approach to trading and liquidity.
With a background that spans more than ten years in the trading sector, Brad has accumulated extensive experience in trading operations and financial advisory roles. His expertise encompasses a broad range of financial instruments and markets, contributing to his proficient handling of investment strategies and fund management. Before his current role at THOR, Brad was a managing partner at Sardonyx Capital, where he was involved in managing a quantitative securities fund. Brad also is the host of "Behind the Ticker" podcast which interviews ETF issuers and service providers.
Brad's academic background includes a Bachelor of Business Administration degree from Duquesne University, Pittsburgh, Pennsylvania, where he achieved honors. He furthered his education at New York University, where he completed the necessary coursework to earn the Certified Financial Planner® designation. Additionally, Brad holds a Series 66 and Series 3 license.