Glossary · Portfolio operations

Concentration limit

A concentration limit caps how much of a portfolio may sit in a single security, issuer or sector.

The common case is employer stock, where the client's income and their portfolio are exposed to the same event. Limits are easy to set and only meaningful if enforced at the order.

Questions this did not answer? Ask them directly — that is what the twenty minutes is for.

Schedule a call to see for yourself Call 888-GET-UXWP