Insights

Going independent

What it costs to launch, what you can take when you leave, how to tell your clients, and how long switching really takes.

Going independent

Start your own, or join one? →

Framed as ambition, which is useless. It is about which problems you would rather own.

Going independent

Telling your clients you're leaving →

They are not weighing your reasons. They are working out whether this will be hard for them.

Switching

The gap in your performance history →

Custodians commonly retain three years. Most firms have been operating far longer.

Going independent

What it costs to launch an RIA →

The quoted figure is setup. Setup is the smallest part of year one.

Switching

What it costs you in hours →

Every platform quotes weeks of their effort. Almost none quote the number that affects your calendar.

Going independent

What you can take when you leave →

Governed by documents most people signed years ago and have not read since.

Independence

The broker protocol, and what it doesn't cover →

It governs what you may take.

Independence

Your first ninety days independent →

Almost everything advisors worry about beforehand turns out manageable.

Independence

Non-competes and non-solicits for advisors →

Two different promises, routinely confused and enforced very differently.

Independence

Errors-and-omissions coverage for advisors →

What it covers, what it does not, and the claims-made mechanic that catches firms at exactly the two moments it matters most.

Independence

Choosing a custodian →

The hardest arrangement to change later, because changing it means asking every client to sign something.

Going independent

What you give up joining someone else's RIA →

The back office in exchange for the registration. What actually transfers, the question nobody asks in the first meeting, and where the trade genuinely makes sense.

Questions? Ask them directly — that is what the twenty minutes is for.

Schedule a call to see for yourself Call 888-GET-UXWP

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